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That the lay public can react
differently to the scientific literature than does the scientific
community was dramatically demonstrated recently in the context of
genetically manipulated organisms. The journal Nature, a
high-profile journal with a reputation in both the lay and scientific
communities for quality, includes, along with full-length reports, a
section called "Scientific Correspondence," articles that are
preliminary in nature. On May 20, 1999, a scientific correspondence
appeared by John E. Losey, Linda S. Rayor, and Maureen E. Carter,
titled "Transgenic pollen harms monarch larvae." This short paper,
less than a page in length and accompanied by only a single two-part
figure, reported the results of a laboratory study in which pollen from
corn (Zea mays) plants containing genetic material
from Bacillus thuringiensis (Bt) was applied to leaves of
milkweed (Asclepias curassavica) and administered to 25 larvae of the monarch butterfly (Danaus plexippus).
Survival, weight gain, and proportion of leaf area consumed by larvae
consuming untreated milkweed leaves were observed after 4 d and
compared with that of larvae consuming milkweed leaves treated with
corn pollen from an "unrelated, untransformed hybrid." These
authors reported that survival, consumption rate, and weight gain were lowest on foliage treated with Bt pollen. These authors then suggested that their results had "potentially profound implications for the
conservation of monarch butterflies" due to the fact that milkweed
plants, exclusive hosts for monarch larvae, can frequently be found in
the midwestern United States around the perimeters of corn fields and
thus, depending upon timing, "may be within range of corn pollen
deposition" (Losey et al., 1999
).
To some extent, the findings by Losey et al. (1999)
were not
particularly novel; the Bt endotoxin gene with which Bt corn had been
transformed was known to act specifically against lepidopterous larvae.
The target species for these corn events is the European corn borer
(Ostrinia nubilalis; Lepidoptera: Pyralidae). Previous reports in the literature of the toxic effects of CryIA(C) protein on
nontarget Lepidoptera preceded the Losey et al. (1999)
report; for example, Sims (1995)
reported on the effect of
B. thuringiensis var kurstaki [CryIa(C)]
protein expressed in transgenic cotton on the tobacco hornworm
(Manduca sexta). According to Charles Benbrook, a consultant
to environmental groups and former associate of the Board on
Agriculture of the National Academy of Sciences, "The report had
nothing unexpected to those who have studied Bt and Lepidoptera"
(Moffat, 2000a
). However, it could be argued that the study
demonstrated a need to consider more seriously the contributions made
by corn pollen in distributing endotoxin beyond a corn plant.
Reaction to the Losey et al. (1999)
report in the scientific literature
was swift and on balance critical. In the June 3, 1999, issue of
Nature, John E. Beringer, chairman of the United Kingdom
Advisory Committee on Releases to the Environment, published a letter
in the "Correspondence" section criticizing the Losey et al. (1999)
article on methodological grounds and restating its "preliminary
rather than definitive" nature. Beringer (1999)
specifically pointed
out that the experiment lacked a critical control treatment
i.e.
milkweed leaves treated with pollen from the same variety that had been
transformed to generate the Bt corn. Although not specifically stated
by Beringer, this omission is of importance at least in part because,
according to Losey et al. (1999)
, the presence of untransformed,
unrelated pollen on foliage reduced consumption rates significantly.
Beringer (1999)
also pointed out that the authors had not done a
dilution study to determine the level of corn pollen contamination that
would, under field conditions, affect larval growth and survival. With respect to the study, this author stated "Of course it is desirable to point out the potential harm that may arise from pollen
dispersal... but the data reported by Losey et al. do not directly
pertain to this issue... . Preliminary observations should not be
overinterpreted. Regrettably, most reporting of the communication has
almost entirely ignored the need for such caution."
Another response to the Losey et al. (1999)
report appeared in the
September 1999 issue of Nature Biotechnology and was
authored by A.M. Shelton and R.T. Roush. Its tone was suggested by its title: "False reports and the ears of men." Shelton and Roush (1999)
cited a previous (but unpublished) field study examining Bt corn
pollen deposition on milkweed plants in and around corn fields that
failed to document significant impacts on monarch larvae. About the
Losey et al. (1999)
paper, they wrote: "We believe that few
entomologists or weed scientists familiar with butterflies or corn
production (and the control of milkweed) give credence to the
Nature article, but the public and its policy makers have reacted in a knee-jerk fashion... . Was this reaction justified based on what can only be considered a preliminary laboratory study or
could rumor still be more entertaining than fact?... Are studies
such as these guilty of `stuffing the ears of men with false reports'
or is it the willingness of people to accept uncritically any reports
that fit their own perceptions that is really to blame?"
Thus, critics of Losey et al. (1999)
agreed that the preliminary nature
of the limited laboratory study conducted by Losey et al. constrained
its applicability to real-world, field situations. Over and above these
limitations, a lack of detailed methodological description in the paper
further limited its interpretability. The failure of the authors to
identify the precise "unrelated, untransformed hybrid" meant that
subsequent investigators could not, without personal contact with the
authors, repeat the study exactly. Also preventing precise replication
was the failure of the authors to report the exact pollen dosage used.
They instead reported that "pollen density was set to visually match
densities on milkweed leaves collected from corn fields" without
specifying where these leaves were collected or how the visual match
was checked for consistency.
Criticism of methodology is not unusual in the scientific literature;
the conduct of science dictates critical interpretation of previously
published studies as well as verification by repetition. Reaction by
the press and within the lay community to this paper was, in contrast,
overwhelmingly uncritical in that few if any accounts indicated that
the Losey et al. (1999)
study was inconclusive or preliminary in any
way. In an editor's letter that appeared in the popular journal
Taste for Life, R. Frost (1999)
wrote "Witness recent
research that corn genetically altered to contain Bacillus thuringiensis can kill monarch caterpillars... .
Genetically spliced into corn, this bacteria [sic] produces a
pesticide-like protein, which is contained in the pollen. The pollen
has been found to kill substantial numbers of monarch butterfly larvae,
according to Cornell University researchers. The fact that killing
butterflies is an unintended consequence makes thoughtful consumers
wonder what other fallout will result from this and other genetically engineered organisms." In another example of public reaction, the
fall 1999 mail solicitation of the Environmental Defense Fund (EDF) came to contributors in an envelope bedecked with monarch butterflies and emblazoned with the text "First the
butterflies... . Then?" Inside, the letter from Executive
Director Fred Krupp contained the text, "disturbing new scientific
evidence about biologically engineered crops suggests the milkweed the
Monarch caterpillars eat may now be threatening their very
survival... . Just as Midwestern farmers were sowing eight million
more acres of American farmland with new, genetically manipulated corn,
a report in the journal Nature threw up an alarm. It showed
that these farming operations could be wreaking environmental havoc with each kernel they plant. The report, by three scientists at Cornell
University, was a wake-up call to America. And because of its grave
implications, I'm writing you today to enlist your support... Like you, we want the food Americans eat to be
as safe as possible, and agriculture to have minimal environmental
impact on our planet's fragile ecosystems including delicate species like the Monarch butterfly. With your continued support we'll bring
common sense to bear on this potentially serious environmental problem
before the Monarch butterfly ends up on the Endangered Species list."
It is curious that, although no criticism of methodologies in the Losey
et al. (1999)
study appeared in the materials distributed by the EDF,
such criticisms were leveled at subsequent industry studies. In the
December 1999 issue of EDF Letter, a "bimonthly report to members of the Environmental Defense Fund," an account appeared of a November 1999 conference convened to discuss potential impacts of Bt corn and funded largely by the biotechnology industry (Watson, 1999
). EDF scientist Rebecca Goldburg was quoted as saying "Most of the reports were preliminary, sample sizes were sometimes small, and some research methodologies were questionable." These are
basically the same charges that were leveled earlier in the scientific
literature at the original Losey et al. (1999)
study.
At the very least, it can be stated that different standards were
applied by scientific readers and lay readers in interpreting the
significance of a single study, identified by the journal in which it
was published as preliminary. Public reaction was swift and massive;
that opposition to Bt corn stemmed largely from the Losey et al. (1999)
study was difficult to deny given that protesters appeared at
demonstrations staged during public hearings sponsored by the
"Federal Drug Administration" dressed as monarch butterflies
(Moffat, 2000b
). Paul Raeburn, technology editor from
Business Week, explicitly "attributed the new hostility [toward bioengineered foods] largely to a laboratory study showing that pollen from GM corn kills the larvae of monarch butterflies" (Steinberg, 2000
).
The Environmental Protection Agency (EPA) itself acknowledged the
influence of the Losey et al. (1999)
study in issuing new rules
governing the planting of Bt corn, specifying that all fields containing corn engineered with Bt endotoxin have to be provided with
non-Bt corn as buffer, with no more than 50% to 75% of any field
planted to Bt corn. The EPA press advisory specifically mentioned the
need to "protect non-target insects, particularly the monarch
butterfly" (Moffat, 2000b
), although the principal motivation behind
the planting restrictions was to delay resistance acquisition in target
species. Also alluding to the Losey et al. (1999)
study was the Federal
Insecticide Fungicide, Rodenticide Act Scientific Advisory Panel
Report Number 99-06, released February 4, 2000, considering
"Characterization and non-target organism data requirements for
protein plant-pesticides." Specifically included in the November 9, 1999 charge was the question: "Should OPP [Office of Pesticide
Programs at EPA] extend non-target insect effects testing requirements
to include secondary exposure scenarios, like pollen covered milkweed
and lupine or intoxicated aphids?" This charge was regarded as
important (p. 17): "In view of recent publications that indicate
secondary exposure may pose ecological risk to certain non-target
insects, it is imperative that the Agency assume the responsibility to
conduct appropriate ecological risk assessment regarding this
controversial issue." The Panel's conclusion was that current
nontarget testing requirements were inadequate, in that they were
limited in terms of species numbers, and that test species to be added
"might include" nontarget relatives of the target pests. This is
despite the Panel's conclusion (p. 17) that "most scenarios for
secondary exposure are not very compelling because of the low
concentration of active ingredient likely to be delivered to non-target
insects or the small fraction of the non-target insect population
likely to be affected. The half-life of a pesticidal protein also is
expected to be short. Therefore, the Panel suggests that food chain
effects are not likely to be significant."
Key to the recommendation, however, was the Panel's perception of the
obligation of the Agency to address the public controversy. This
scientific Panel called for "additional research... on the various
possible effects of plant pesticidal proteins on non-target insects."
Such a call is not at all unexpected in the scientific arena and
implicitly suggests that the current scientific appraisal of nontarget
risks of Bt corn is that the results are inconclusive and thus should
not be used exclusively to determine policy. Much the same perspective
was voiced by Losey et al. (1999)
in the rarely quoted conclusion of
their paper: "it is imperative that we gather the data necessary to
evaluate the risks associated with this new agrotechnology and to
compare these risks with those posed by pesticides and other
pest-control tactics."
Whether the data once obtained will be fairly evaluated is another
issue altogether. When a large field of transgenic corn appeared next
to a field site where I have worked with my colleagues for almost 20 years studying native populations of black swallowtail butterflies
(Papilio polyxenes), our interest in nontarget effects of
transgenic pollen became intensely personal. Accordingly, we conducted
a field experiment to assess the impact of transgenic corn pollen under
field conditions (Wraight et al., 2000
). This study was funded entirely
by university funds and was motivated strictly by our interest in the
study organism, the black swallowtail butterfly. The farmer who had
planted the cornfield entirely for his own purposes determined for us
the choice of event
he had selected and planted the event presumably
because of its agronomic properties and I doubt that he was even aware
of the fact that his cornfield provided us with a natural source of
transgenic pollen.
In our field study, we documented high levels of caterpillar mortality,
none of which could be directly attributed to corn pollen; caterpillars
set out on pots containing their host plants at considerable distances
from the corn pollen source died at rates indistinguishable from those
of caterpillars on host plants in pots immediately adjacent to corn
pollen sources. A laboratory bioassay confirmed the lack of toxicity of
pollen from Monsanto 810 (the event planted in the field), even
at concentrations exceeding those that occur in nature, to black
swallowtails; however, we did confirm in the laboratory that some
events (notably Novartis 176) produce pollen that is acutely
toxic to the caterpillars. We initially submitted the manuscript
reporting these results to Nature, largely because we felt
it was an appropriate venue in view of its publication a year earlier
of the Losey et al. study. It was rejected on the basis of a single
review, the gist of which is that our report was inconclusive because
it was based on a single species (as was the Losey et al. study). The
manuscript received a more favorable reception at the Proceedings
of the National Academy of Sciences, where it was published,
initially online, the year following the study (Wraight et al.,
2000
).
Reaction to publication was swift and depressingly predictable
from two sides. On one side, the Wall Street Journal (June 6, 2000)
reported that "Study on Corn Should Bolster Biotech Firms," a conclusion that was hardly merited by our study. On the other side, a
scathing critique appeared on the Institute of Science in
Society Web site authored by Mae-Wan Ho and titled "Swallowing the tale of the swallowtails: no `absence of toxicity' of BT
pollen." Ho (2000)
criticized certain elements of the design and
interpretation of the study, at the same time citing as more
authoritative a study that existed in published form at the time only
as a single-paragraph abstract online. Among the other statements made
about our study, Ho (2000)
went so far as to call it an "abuse of science."
It is interesting that, although it may still be early (in view of the
fact that most journals require more than 6 months between submission
and review), Wraight et al. (2000)
has failed to elicit the same sort
of negative reaction within the refereed scientific literature that
Losey et al. (1999)
received. At the moment, it appears that the
American scientific community doesn't perceive itself as having been
abused. The disparate responses to our study, though, point out the
hazards of conducting research in which the general public has an
interest. Policy decisions should be made on solid scientific evidence,
yet it is usually the lay public that is the source of concern
about policies. At the moment, there is likely not enough solid
evidence, by scientific standards, to make a rational decision on Bt
corn at this point
but there will never be if studies that run counter
to a particular agenda are rejected out of hand on criteria that are
not applied equably to all studies. Nor will there be if the amount of
evidence demanded is for a level of certainty that can never be
achieved or for a level of knowledge that can never be obtained. The
monarch butterfly is a beloved icon, familiar to millions; it appears in children's books and greeting cards, on T-shirts and jewelry, and
in fact has been designated a state symbol (it is the state insect of
Illinois). It has been the subject of intensive study by dozens of
scientists; yet if this controversy over BT corn has pointed out
anything, it is the dismal state of knowledge that exists about natural
systems. The monarch is but one of at least 100 butterfly species in
Illinois and, despite its status as an icon, much of its biology
remains a mystery. That the best known butterfly is an enigma means
that the state of knowledge of the other 99 is even more dismal. In
fact, a survey of inventory studies in U.S. national parks conducted in
1995 demonstrated that information on invertebrates is "generally
poor or nonexistent" (New, 1999
).
The answer to this dilemma
the disparity between public and scientific
interpretation and use of data
is not necessarily to conduct
exhaustive research until every aspect of monarch biology is completely
elucidated. That goal is itself unattainable. Perhaps the answer,
although certainly not the quick fix, is to devote more time and
resources to improving science education in this country. The
paradoxical decisions made by the public as consumers and voters in
many ways reflect a lack of familiarity with the science underlying
crop protection (National Academy of Sciences, 2000). A recent National
Academy of Sciences study on the Future Role of Pesticides in U.S.
Agriculture recommended increased "instruction in applied biology and
risk evaluation for nonscientists"
at the moment, such instruction
is nonexistent not only at the kindergarten through 12th grade
level but even, for nonmajors, at the college level. Moreover, this
same report recommended that "an effort... be made... to
educate and train scientists about the value of public outreach."
Scientists can no longer content themselves with communicating only
with fellow scientists; it is in the best interest of everyone that the
public can hear directly from scientists themselves about their
research rather than relying on newspapers or popular magazines with
agendas of their own. As agonizing and as time- consuming as it may be
to respond to media requests for interviews, or even to write for
popular magazines, it is utterly important for scientists to attend to
this duty with the same level of care and attention directed at the
conduct of the scientific study itself. Future policy decisions rest on
how the public interprets scientific data, and the responsibility of
scientists in disseminating research findings does not end with
communicating only with their peers.
I thank my colleague Dr. Arthur Zangerl for comments and
thoughtful discussion.