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Plant Physiol, January 2000, Vol. 122, pp. 107-116
Altering Expression of Cinnamic Acid 4-Hydroxylase in Transgenic
Plants Provides Evidence for a Feedback Loop at the Entry Point into
the Phenylpropanoid Pathway1
Jack W.
Blount,
Kenneth L.
Korth,2
Sameer A.
Masoud,3
Susanne
Rasmussen,4
Chris
Lamb, and
Richard A.
Dixon*
Plant Biology Division, Samuel Roberts Noble Foundation, 2510 Sam
Noble Parkway, Ardmore, Oklahoma 73402 (J.W.B., K.L.K., S.A.M., S.R.,
R.A.D.); and Institute of Cell and Molecular Biology, University of
Edinburgh, Mayfield Road, Edinburgh EH9 3JH, Scotland (C.L.).
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ABSTRACT |
Pharmacological
evidence implicates trans-cinnamic acid as a feedback modulator of the
expression and enzymatic activity of the first enzyme in the
phenylpropanoid pathway, L-phenylalanine ammonia-lyase
(PAL). To test this hypothesis independently of methods that utilize
potentially non-specific inhibitors, we generated transgenic tobacco
lines with altered activity levels of the second enzyme of the pathway,
cinnamic acid 4-hydroxylase (C4H), by sense or antisense expression of
an alfalfa C4H cDNA. PAL activity and levels of phenylpropanoid
compounds were reduced in leaves and stems of plants in which C4H
activity had been genetically down-regulated. However, C4H activity was
not reduced in plants in which PAL activity had been down-regulated by
gene silencing. In crosses between a tobacco line over-expressing PAL
from a bean PAL transgene and a C4H antisense line,
progeny populations harboring both the bean PAL sense and C4H antisense
transgenes had significantly lower extractable PAL activity than
progeny populations harboring the PAL transgene alone. Our data provide
genetic evidence for a feedback loop at the entry point into the
phenylpropanoid pathway that had previously been inferred from
potentially artifactual pharmacological experiments.
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INTRODUCTION |
The levels of enzymes of the phenylpropanoid pathway are tightly
and coordinately regulated during responses of plants to changes in
their environment (Hahlbrock et al., 1976 ; Bolwell et al., 1985 ; Ni et
al., 1996 ). We have previously suggested that trans-cinnamic acid, the
product of the first enzyme of the phenylpropanoid pathway,
L-Phe ammonia-lyase (PAL), might act as a signal molecule for regulating the flux into the pathway. Thus, exogenously applied cinnamic acid inhibits PAL activity and transcription of PAL
genes and induces the synthesis of a proteinaceous inhibitor of PAL (Lamb, 1979 ; Bolwell et al., 1986 ; Mavandad et al., 1990 ). In addition,
cinnamic acid down-regulates transcription of the flavonoid pathway
gene encoding chalcone synthase (CHS) (Loake et al., 1991 ). Furthermore, chemical inhibition of PAL activity in vivo can
superinduce the PAL transcription rate, steady-state transcript level,
and extractable enzyme activity, whereas chemical inhibition of
cinnamic acid 4-hydroxylase (C4H) activity in vivo has been observed to result in reduced PAL expression (Durst, 1976 ; Bolwell et al., 1988 ;
Knypl and Janas, 1990 ; Orr et al., 1993 ), which is consistent with the
product of the PAL reaction being a negative regulator of the
phenylpropanoid pathway. However, these essentially pharmacological studies have been criticized because inhibitors of PAL such as L- -aminooxyacetic acid and
L- -aminooxy- -phenylpropionic acid, inhibitors of the C4H cytochrome P450 such as tetcyclasis and anaerobiosis (which remove the co-substrate oxygen), and even cinnamic acid itself have potential unknown side effects. It is therefore important to re-address the PAL feedback regulation hypothesis using a method independent of the exogenous application of inhibitors.
PAL is regulated both transcriptionally and post-transcriptionally in
response to a wide variety of developmental and environmental signals
(Jones, 1984 ; Dixon and Paiva, 1995 ). Less is known of the mechanisms
regulating expression of C4H in plants, although this cytochrome P450
enzyme has been characterized at the molecular level (Fahrendorf and
Dixon, 1993 ; Mizutani et al., 1993 ; Teutsch et al., 1993 ). PAL and C4H
activities and/or transcripts are co-induced in wounded Jerusalem
artichoke and potato tubers (Durst, 1976 ; Lamb, 1977 ), illuminated or
elicitor-treated parsley cell suspension cultures (Hahlbrock et al.,
1976 ; Batz et al., 1998 ), fungally infected wheat and pepper
plants (Maule and Ride, 1983 ; Saimmaime et al., 1991 ), and
elicited alfalfa cell suspension cultures (Kessmann et al.,
1990 ; Ni et al., 1996 ). It is not known whether expression of these two
enzymes is coordinated primarily through
environmental-stimulus-dependent transcriptional activation or through
sensing of the level of pathway intermediates.
Altering C4H activity in vivo by molecular genetic approaches provides
a means of studying the relation between PAL and C4H activities without
the reliance on potentially artifactual pharmacological approaches. We
examined the relation between PAL and C4H activities in transgenic
plants modified in expression of C4H and/or PAL. Our results indicate
that the level of PAL activity is approximately proportional to the
level of C4H activity in plants with reduced C4H expression, whereas
reduction in PAL activity does not lead to a significant reduction in
C4H activity. Genetic down-regulation of C4H can also reduce PAL
activity in plants over-expressing PAL from a bean PAL transgene. These
results support the hypothesis that flux into the phenylpropanoid
pathway is controlled, at least in part, via feedback regulation of PAL
sensed through production of cinnamic acid.
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MATERIALS AND METHODS |
Vector Construction, Plant Transformation, and Growth of Transgenic
Plants
Standard recombinant DNA techniques in Escherichia coli
strains HB101 or DH5 were performed according to the method of
Sambrook et al. (1989) . The BamHI/SalI fragments
containing the alfalfa C4H cDNA sequence from the yeast expression
vector constructs W2A (sense) and S2A (antisense) (Fahrendorf and
Dixon, 1993 ) were cloned in place of the GUS gene in the
binary vector plasmid pBI121, under the control of the cauliflower
mosaic virus (CaMV) 35S promoter and nopaline synthase (NOS)
terminator, as shown in Figure 1A. Orientations of the insert were confirmed by restriction mapping, and
the 5' ends of each construct confirmed by sequencing from an
oligonucleotide primer from the 35S promoter.

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Figure 1.
A, Binary vector constructs used to alter
expression levels of C4H in transgenic plants. Top, Empty vector
control construct; middle, antisense construct; bottom, construct for
over-expression. RB and LB, T-DNA right and left borders, respectively;
NOS-Pro, NOS promoter sequence; NPT II, neomycin phosphotransferase
sequence; NOS-ter, NOS terminator sequence; CaMV 35S Pro, CaMV
35S promoter from positions 800 to +1; E, EcoRI cleavage
sites; CA4H, alfalfa cinnamic acid 4-hydroxylase cDNA sequence (1,740 bp). B, RNA gel-blot analysis of C4H transcript levels in transgenic
tobacco harboring alfalfa C4H gene constructs. Plants shown were
transformed with the empty vector construct (A designations), antisense
construct (B and G designations), or sense construct (C designations).
C, Extractable activities of C4H in young leaves from independent
transgenic tobacco lines containing C4H sense or antisense constructs,
or empty vector controls. Plants transformed with the sense construct
but showing below control levels of C4H activity are classified as
operationally co-suppressed.
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The above binary constructs and an empty vector control plasmid derived
from pBI121 were used to transform Agrobacterium tumefaciens strain LBA4404 using a freeze-thaw technique (Chen et al., 1994 ). Leaf
disc transformation of tobacco (Nicotiana tabacum L. cv
Xanthi) was performed as described previously (Masoud et al., 1993 )
using kanamycin selection. Rooted plantlets were grown in magenta
boxes, transferred to soil, and, after acclimation on a mist bench,
grown in the greenhouse.
Transgenic tobacco plants either epigenetically co-suppressed for PAL
expression or over-expressing PAL have been described elsewhere (Bate
et al., 1994 ; Howles et al., 1996 ). All plants in individual
experiments were grown together under identical environmental
conditions and harvested together at the identical physiological stage.
DNA Isolation, PCR, and Southern-Blot Analysis
Tobacco genomic DNA was isolated according to the method of
Junghans and Metzlaff (1990) , and electrophoresed and blotted onto
nylon membranes according to the method of Sambrook et al. (1989) .
Hybridization of blots with random-primer-labeled probes (Amersham,
Arlington Heights, IL) was carried out as described previously (Church
and Gilbert, 1984 ). For analysis of populations segregating
PAL and C4H transgenes, genomic DNA
was isolated (Edwards et al., 1991 ) and analyzed by PCR. The
presence of the PAL transgene in progeny plants was
confirmed using standard conditions for PCR with the oligonucleotide
primers 5'-GCCTTTGAATTGGCCAACATTGGTTCTGAG-3' and
5'-TCTCCCTCTCAATTGACTTGGTAGAAAACC-3'; the C4H transgene was amplified using primers 5'-GTTCAACAGTATCGTTACGGGTGGGAG-3' and 5'-GTCTTGGTGGTTCACTAGCTCAGCAATTCC-3'.
RNA Isolation and Northern-Blot Analysis
Tissue (200-400 mg) consisting of frozen leaf material from
greenhouse or magenta box plants was ground in microcentrifuge tubes under liquid N2, and RNA was extracted
using the guanidinium thiocyanate method (Chomczynski and Sacchi,
1987 ). RNA was fractionated on denaturing 1.2% (w/v) agarose
gels in MOPS buffer (Lehrach et al., 1977 ), and equal loading of gel
lanes was confirmed by ethidium bromide staining and hybridization to
an Arabidopsis 18S ribosomal RNA probe. The alfalfa C4H
BamHI/SalI fragment (Fahrendorf and Dixon,
1993 ), the bean PAL BspHI-NarI
fragment (Howles et al., 1996 ), and ribosomal probes were labeled with
32P using the random priming technique. Blots
were washed at a final stringency of 0.5× SSC at 65°C, and then
exposed to x-ray film or phosphor-imager analysis.
Enzyme Assays
PAL (cytosolic) and C4H (microsomal) activities were assayed in
extracts of leaf or mid-stem material (internodes 8-11) prepared as
described previously (Edwards and Kessmann, 1992 ). Frozen tissues were
ground in extraction buffer in a polytron (2 × 30 s on ice). The final microsomal pellet for the C4H assay was resuspended in 100 µL/2 g fresh weight (stems) or 100 µL/4 g fresh weight (leaves),
and enzyme assays (using 20-100 µL of microsomal preparation) were
performed in 15-mL tubes on a shaker at 180 rpm and 30°C for 30 min.
Formation of 4-coumaric acid was determined by HPLC, and peak area
values converted to nanomoles using a standard curve constructed with
authentic 4-coumaric acid.
PAL was either assayed in the cytosolic supernatant from the microsomal
preparation, as described previously (Legrand et al., 1976 ) with the
modifications described in Howles et al. (1996) , or, when measuring
large numbers of segregating progeny, were determined
spectrophotometrically (Edwards and Kessmann, 1992 ) with the following
modifications. The enzyme was assayed using 50 µL of extract in a
total volume of 1.0 mL, and the absorbance of 100-µL aliquots
was determined as a function of time in a spectrophotometer (UV2401PC,
Shimadzu, Columbia, MD) using a 16-sample microcell. Caffeic acid
3-O-methyltransferase (COMT) was extracted and assayed as
described previously (Sewalt et al., 1997b ). All enzyme assays were performed in duplicate. Protein concentrations were determined by
the Bradford procedure (Bradford, 1976 ).
When measuring PAL activities in the segregating population of a PAL
over-expressor crossed with a C4H antisense line (which had to be
analyzed in three independent batches because of the large sample
size), tissue samples from the same nine independent plants covering
the full range of PAL activities were included as internal controls
with each batch of new samples analyzed, and data were normalized to
the average value for a wild-type plant at the particular
developmental stage (mature, pre-flowering) at which the plants were
analyzed (7.8 nmol h 1
mg 1 protein).
Analysis of Phenylpropanoid Compounds
Leaf or mid-stem samples (2 g fresh weight) were ground in liquid
N2. Extraction of soluble phenolic compounds and
separation and quantification by HPLC were as described previously
(Howles et al., 1996 ). Leaf residues previously extracted for soluble phenolics were washed three times with absolute ethanol, dried under
N2, re-weighed, and subjected to base hydrolysis
in 10 mL of 1 N NaOH at room temperature for 18 h in
15-mL tubes. Sixty percent of the supernatant was removed after
centrifugation at 8,000g for 15 min at 4°C, acidified to
pH 1.0 to 2.0 with 2 N HCl, and extracted three
times with an equal volume of ethyl acetate. The organic phases were
combined, taken to dryness, and resuspended in HPLC-grade methanol to a
final concentration equivalent to 200 mg dry weight of original leaf
tissue per milliliter of methanol. Twenty microliters of solution was
analyzed by HPLC as described previously (Howles et al., 1996 ),
monitoring at 235, 270, and 310 nm.
Mid-stem samples (internodes 8-11) were lyophilized and extracted with
boiling neutral detergent (Van Soest et al., 1991 ) using filter bags in
a batch fiber analyzer (ANKOM, Fairport, NY). The residual neutral
detergent fiber was oven-dried (55°C) and used for quantification of
Klason lignin according to the method of Sewalt et al. (1997a) .
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RESULTS |
Generation of Transgenic Tobacco Lines with Altered Expression of
Phenylpropanoid Pathway Enzymes
We previously described the generation and analysis of transgenic
tobacco plants with reduced PAL activity as a result of gene silencing
from a bean PAL transgene (Elkind et al., 1990 ; Bate et al.,
1994 ), and the recovery of such lines to yield PAL-over-expressing plants (Howles et al., 1996 ). When reduced to approximately 20% of
wild-type levels, PAL becomes limiting for lignin accumulation in stems
(Bate et al., 1994 ; Sewalt et al., 1997a ). The same PAL-suppressed and
PAL-over-expressing lines were used in the present work.
To generate transgenic tobacco plants with altered levels of C4H
activity, we utilized binary vector constructs containing the complete
alfalfa C4H cDNA sequence (Fahrendorf and Dixon, 1993 ) in both sense
and antisense orientations, under control of the CaMV 35S promoter
(Fig. 1A). We generated a total of 32 independent sense-transformed
lines and 23 antisense-transformed lines based on PCR analysis using
primers specific for the 35S promoter. Southern-blot analysis and
kanamycin-resistance segregation tests of T1 progeny plants
revealed that most transformants contained one or two transgene inserts
(data not shown). Further details of these plants have been published
elsewhere (Sewalt et al., 1997a ).
Total RNA from leaves of PCR-positive primary transformants (data not
shown) and selfed T1 progeny (Fig. 1B) was
subjected to RNA-blot analysis. No signal was seen in leaves of empty
vector control lines at the high stringency used for probing the blots. Several of the C4H sense-transformed plants expressed very high levels of alfalfa C4H transcripts driven by the constitutive 35S promoter, whereas others had quite low C4H transcript levels
(Fig. 1B). The levels of C4H antisense transcripts in the antisense lines (except in line 2G) were lower than the levels of C4H sense transcripts in the over-expressing sense transformants, as revealed by
northern-blot analysis using a double-stranded alfalfa C4H probe.
Gel-blot analysis revealed a diffuse hybridizing band at the size of
the alfalfa C4H transcript plus an additional band of lower molecular
size in all antisense transformants (Fig. 1B). The levels of transgene
expression were stably inherited in T1 progeny plants.
Extractable C4H activity was measured in leaf and stem tissue from a
range of control and C4H sense/antisense transformed lines. The
SD in C4H activity in a population of 15 control,
untransformed plants was ±21% of the mean (data not shown). Figure 1C
shows C4H activities in young leaves of 15 selected control and C4H antisense and sense transformants, including many used for subsequent analysis as described below. The assays were performed in parallel on
leaf material at the identical developmental stage. Several plants
transformed with the antisense construct exhibited strong reduction in
C4H activity compared with control plants, with the lowest activity
(15% of the average control value) in line 13B. Plants transformed
with the sense construct fell into two classes on the basis of C4H
activity. Over-expressors had elevated activity up to 5-fold the
average wild-type value, whereas activity in other plants (such as line
37C) was significantly reduced below control levels (Fig. 1C). We
define these latter plants as operationally co-suppressed
(gene-silenced), although further studies would be needed to confirm
the molecular basis for the reduced C4H activity in some of the
sense-transcript-expressing lines. However, these reductions were
consistently observed in vegetatively propagated material over a period
of more than 12 months and in T1 progeny plants.
Line 201C had the highest C4H activity in stem tissue (32.2 nmol
h 1 mg 1 protein),
approximately 2-fold higher than control values. C4H activity was much
higher in stem tissue than in leaf tissue due to its involvement in
lignin biosynthesis (Sewalt et al., 1997a ).
Effects of Altered Expression of C4H on Accumulation of
Phenylpropanoid Compounds in Leaves and Stems of Transgenic Tobacco
The levels of soluble and wall-bound phenolic compounds in leaf
extracts of C4H transgenic plants (primary transformants) were
determined by HPLC analysis, as shown in Figure
2, A through F. Down-regulation of C4H
consistently resulted in lower levels of chlorogenic acid (CGA) (Fig.
2G). For example, the levels of CGA were reduced by approximately 50%
in line 13B (antisense) (Fig. 2, B and G) and by 88% in line 200C
(sense-suppressed) (Fig. 2G) compared with levels in the empty vector
control line 10A. Levels of other soluble caffeic acid esters were
affected in a similar manner. These changes were associated with
approximately 80% and 50% reductions in C4H activity, respectively,
in leaves of lines 13B and 200C compared with wild-type plants. In
contrast, over-expression of C4H had variable effects on the levels of
CGA in different transgenic lines. Thus, CGA increased by about 2-fold in line 201C (Fig. 2C), but did not increase in other lines that expressed alfalfa C4H transcripts and had elevated C4H activity. In
this respect, it is interesting that line 25 had a C4H activity in
leaves that was nearly three times that of line 201C (Fig. 1C),
although the activity of C4H in stem tissue of line 201C was more than
double that in line 25.

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Figure 2.
Effects of modification of C4H expression on
soluble and wall-bound phenolic compounds in leaves of tobacco primary
transformants. A through C, HPLC traces (measured at 310 nm)
of soluble phenolic compounds in leaf extracts from tobacco plants
transformed with an empty vector construct (A, line 8A), a C4H
antisense construct (B, line 13B), and a C4H sense construct leading to
over-expression (C, line 201C). D through F, HPLC traces
(measured at 270 nm) of solubilized wall-bound phenolic compounds from
lines 8C, 13B, and 201C, respectively. G, Levels of CGA in leaves from
a range of independent transgenic plants. Major soluble phenolic
compounds eluting at around 13 and 16.5 min were identified as esters
of caffeic acid. mAU, Milliabsorbance unit.
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There were no major qualitative differences in either soluble or
wall-bound phenolic profiles in leaves of the various transgenic lines,
and levels of most wall-bound phenolics (except for an as-yet-unidentified compound of RT 45 min) were not drastically affected by modification of C4H expression (Fig. 2, A-F). We conclude that down-regulation of C4H results in reduced accumulation of CGA and
other caffeic acid esters in the soluble fraction of leaf tissue, but
that over-expression of C4H in leaves does not consistently result in
increased accumulation of CGA.
Relation between C4H and PAL Activities in Leaf and Stem Tissue of
Plants Transformed with Alfalfa C4H Constructs
The effects of down-regulation of C4H activity on phenylpropanoid
levels were similar to those previously shown to be associated with
reductions in PAL activity (Bate et al., 1994 ), which is consistent
with the model predicting that decreased levels of C4H activity would
reduce PAL activity levels due to feedback modulation by cinnamate. The
results shown in Figure 3A indicate that
there was indeed a positive linear relationship
(r2 = 0.79) between C4H and PAL
activities in fully expanded leaves of transgenic plants that exhibited
below wild-type C4H activity. A similar linear relationship
(r2 = 0.87) between PAL and C4H
activities was observed with a sample of six independent transgenic
plants; activities were measured in young leaves that were not yet
fully expanded (data not shown).

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Figure 3.
Relation between the activity of C4H and PAL or
COMT activities in transgenic tobacco plants with C4H activity levels
modified by expression of an alfalfa C4H transgene. A, C4H and PAL
activities in young mature leaves; B, C4H and PAL activities in stems;
C, C4H and COMT activities in stems. The lines analyzed were control
( ) and C4H antisense or sense-suppressed plants ( ).
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In stem internodes of transgenic tobacco with varying levels of C4H
activity as a result of transgene expression, there was a positive
relation (r2 = 0.58) between the
extractable activities of C4H and PAL, as shown in Figure 3B. The
SD from the mean for PAL activity in stem tissue
of a population of control tobacco plants grown under identical conditions was ±26% (n = 15) (Sewalt et al., 1997a ),
and reduction in C4H activity led to decreases in PAL far in excess of
this value. In contrast, although there appeared to be a very weak positive relationship (r2 = 0.33)
between C4H and the extractable activity of COMT, an enzyme of the
monolignol branch of the phenylpropanoid pathway (Fig. 3C), the
SD from the mean for COMT activity in tobacco
stem tissue was shown to be ±22% (n = 20) (V.J.H.
Sewalt and R.A. Dixon, unpublished results), and all values for the
population of plants analyzed in Figure 3C fall within that range. We
therefore conclude that down-regulation of C4H results in feedback
reduction of extractable PAL activity levels but does not significantly
affect levels of a lignin branch pathway enzyme.
The levels of free and total (free plus Glc esterified) cinnamic acid
were measured in stem tissue extracts of C4H transgenic plants. The
level of glucosylated cinnamic acid was insignificant compared with the
free pool in these tissues. Cinnamic acid levels decreased linearly
(r2 = 0.75) with decreasing C4H
activity (Fig. 4). At first sight, reducing C4H might be predicted to lead to an increase in cinnamate pool size. The fact that this does not occur is consistent with coupling between C4H and PAL activity levels mediated by sensing of the
cinnamate pool(s), such that any increase in cinnamate is compensated
for by a decrease in input through the PAL reaction.

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Figure 4.
Levels of free cinnamic acid in stem tissue of
transgenic plants with altered levels of C4H expression, plotted as a
function of C4H activity. The lines analyzed were control ( ) and C4H
antisense or sense-suppressed plants ( ).
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Although it has been previously shown that cinnamic acid
inhibits transcription of a reporter gene driven by the bean
chs-15 promoter in transient protoplast assays (Loake et
al., 1991 ), we were unable to show any relationship between the
enzymatic activities of CHS and C4H in the present studies. This is
consistent with the observation that there is no relation between PAL
and CHS activity in transgenic tobacco plants in which PAL activity has
been reduced through epigenetic gene silencing (Bate et al., 1994 ).
Relation between PAL and C4H Activity Levels in Plants with
Genetically Modified PAL Activity
Stem samples from a population of 11 independent lines comprising
PAL-suppressed (seven lines) and wild type (four lines), in which PAL
activity ranged from 127 to 1,050 nmol h 1
mg 1 protein, were analyzed to determine the
effects of modulation of PAL activity on the level of C4H activity, the
reciprocal experiment to those reported above. There was no effect of
down-regulation of PAL on the level of C4H activity
(r2 = 0.14; data not shown). Thus, the
regulatory loop involving the first two reactions of the
phenylpropanoid pathway appears to operate in one direction only to
down-regulate PAL activity levels.
Reduction of C4H Activity Can Reduce PAL Activity in Transgenic
Tobacco Over-Expressing PAL
We were interested in determining whether the dominant negative
effect of reduced C4H expression on PAL activity levels observed above
would also operate to overcome the effects of genetically manipulated
increases in PAL expression. Therefore, the effects of introduction of
a C4H antisense transgene into a tobacco line that was over-expressing
PAL from a bean PAL2 transgene were examined. C4H antisense line 13B
(which contains three tightly linked copies of the alfalfa C4H
transgene in the heterozygous state, and in which endogenous tobacco
C4H transcripts are strongly down-regulated, as assessed by
northern-blot analysis using a PCR-amplified tobacco C4H probe) was
used as the male parent, and homozygous bean PAL over-expressor 10-6 T1
(Howles et al., 1996 ) as the female parent. The bean PAL transgene in
10-6 T1 is expressed from its own promoter boosted by additional CaMV
35S enhancer elements (Elkind et al., 1990 ). Progeny from the cross
were initially analyzed by PCR to determine if PAL and C4H transgenes
were present, and these results were subsequently confirmed by
Southern-blot border analysis.
PAL activities were analyzed in leaf extracts from a population of 17 progeny plants that had segregated for the PAL transgene but
did not have the C4H antisense transgene, as shown in Figure 5A (plants indicated by black bars).
Except for one plant (no. 47), all values were between the average
value for a population of parent PAL over-expressors and the wild-type
average. In contrast, a very different distribution of PAL activity was
observed in a population of 18 progeny plants that segregated for both
transgenes, with 12 plants having PAL activity very near or
significantly below the level of the average value for the
C4H-suppressed parent (Fig. 5B, plants indicated by black bars). Two
plants from this population had PAL activity higher than that of the
average value for the parent PAL over-expressors; Southern border
analysis of genomic DNA confirmed that the C4H and
PAL transgenes in these plants had not undergone
rearrangements (data not shown).

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Figure 5.
Segregation of PAL activity level in a cross
between a PAL over-expressing line and a C4H antisense line. A, PAL
activity in leaves from 76 F1 progeny containing the bean
PAL2 gene but no C4H antisense gene. B,
PAL activity in leaves from 78 F1 progeny harboring both
the bean PAL2 gene and the alfalfa C4H
antisense transgene. The plants designated by black bars and numbered
in A and B were analyzed in a preliminary experiment, and the seeds of
all the other plants were sown together at a later time. The three sets
of error bars indicate the relative PAL activities, plus
SD, in populations of independent progeny of the 10-6 PAL
over-expressor line (n = 25), from vegetatively
propagated 13B parent plants (n = 12), and from
independent wild-type (Wt) plants (n = 9). Relative
activities are given because of the need to analyze the individual
plants in separate batches, each of which included a set of replicated
samples to aid normalization (see "Materials and Methods"). The
absolute values of PAL enzymatic activity in the two parent lines 10-6 and 13B in the second seed batch analyzed were 5.1 and 26.9 nmol
h 1 mg 1 protein, respectively. C,
Northern-blot analysis of alfalfa C4H and total PAL transcripts in
parental lines (marked 10 and 13) and lines containing both
PAL and C4H transgenes. Total RNA (15 µg/lane) was isolated from the parental lines and selected progeny
from the 10-6/13B cross. Asterisks (*) indicate plant lines with high
PAL activity. avg, Average.
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Alfalfa C4H antisense transcript levels, as determined by northern-blot
analysis, were similar in leaves and stems of all progeny tested that
harbored the C4H transgene (Fig. 5C). However, C4H enzymatic
activity was high (0.57 and 0.96 nmol h 1
mg 1 protein, equal to and higher than,
respectively, the value in the PAL over-expressing parent line) in the
two C4H antisense-containing progeny plants with the highest PAL
activity among the plants designated with the black bars in Figure 5B.
C4H activity in the remainder of the progeny designated with black bars
in Figure 5B varied from 0.21 nmol h 1
mg 1 protein (below that of the C4H-suppressed
parent line 13B) to 0.55 nmol h 1
mg 1 protein, with 13 of the plants exhibiting
values below 0.4 nmol h 1
mg 1. All of these values are below the C4H
activity of the 10-6 PAL over-expressing line. In only two of the 18 progeny (nos. 31 and 32) harboring both transgenes was low C4H activity
(0.23 and 0.22 nmol h 1
mg 1 protein) associated with high PAL activity.
These data indicate that the majority of the segregants with reduced
C4H activity had a corresponding decrease in PAL activity.
We then examined, in a separate experiment (different sowing time of
the seeds), a much larger population of plants from the cross between
13B and 10-6 T1. We selected 62 plants harboring the bean PAL transgene alone (Fig. 5A, plants marked with white bars)
and 64 plants with both the bean PAL transgene and the C4H antisense
transgene (Fig. 5B, plants marked with white bars). There was
considerable variation in PAL activity within each genotype, perhaps
because of the now heterozygous state of the bean PAL transgene, and
the difference in extractable PAL activity between the two populations
was less striking than in the smaller sample of plants identified by
black bars in Figure 5. However, the extractable PAL activities of the
two populations (PAL transgene plus or minus C4H antisense) remained
significantly different at = 0.001 (standard t
test). Our data therefore indicate that C4H down-regulation can reduce
extractable PAL activity even if PAL is being expressed from an
artificially enhanced promoter.
Northern-blot analysis of bean PAL transcript levels in selected lines
harboring the C4H antisense and bean PAL2 transgenes indicated that selected lines with strongly reduced PAL activity (Fig.
5B) also exhibited reduced levels of bean PAL transcripts (Fig. 5C).
Based on enzyme activities, relative transcript levels, and protein
levels determined by western-blot analysis, approximately 70% of the
total PAL activity could be accounted for by bean PAL expression in
leaves of the 10-6 PAL over-expressing parent line (Howles et al.,
1996 ). Thus, the reduction in PAL enzymatic activity in C4H
down-regulated plants most likely occurs, at least in part, by effects
on PAL gene expression. Furthermore, it is clear from Figure 5 that
some progeny plants, such as numbers 20 and 29, although showing
reduced bean PAL transcript levels compared with the parental line,
exhibit PAL activity that is lower than wild-type plants that do not
contain the bean PAL transgene. Thus, endogenous tobacco PAL gene
expression must be strongly down-regulated in these plants. Direct
determination of the mechanisms of PAL down-regulation in C4H antisense
lines will require the development of molecular probes that
discriminate between bean PAL and members of the two tobacco
PAL gene families.
Leaf samples of plants harboring the C4H and PAL transgenes were
analyzed for soluble phenolic compounds. There was a positive correlation between the levels of CGA and either PAL
(r2 = 0.613) or C4H
(r2 = 0.641) for the population of
plants designated with black bars in Figure 5B. Plants 31 and 32, the
only two with C4H activity around that of the 13B antisense
parent coupled with high PAL activity, both exhibited reduced levels of
CGA (33% and 44%, respectively) and of the flavonoid rutin (64% and
58%, respectively), suggesting that the reduced C4H activity in these
plants could impact flux into downstream metabolites.
 |
DISCUSSION |
It has been suggested that flux through the phenylpropanoid
pathway may be sensed via the endogenous cinnamic acid pool, with cinnamate causing inhibition of both PAL transcription and enzymatic activity when increased due to its greater production than utilization (Dixon and Lamb, 1990 ). Supporting evidence for this hypothesis comes
from studies in which the chemical inhibition of PAL activity in vivo
leads to superinduction of PAL transcription and enzymatic activity
(Bolwell et al., 1988 ; Knypl and Janas, 1990 ), findings that have been
interpreted as indicating that the reduction of the pool of endogenous
cinnamic acid formed via the PAL reaction releases the enzyme system
from feedback inhibition. Conversely, chemical inhibition of C4H leads
to a reduction in PAL expression (Durst, 1976 ; Orr et al., 1993 ), which
is again consistent with the feedback hypothesis. However, previous
studies have failed to demonstrate increases in the endogenous cinnamic
acid pool preceding reduction of PAL activity following its induction
by elicitor in cell suspension cultures (Orr et al., 1993 ).
One prediction of the cinnamate regulation hypothesis is that
manipulation of C4H activity in transgenic plants would lead to
corresponding changes in PAL activity, a prediction confirmed by the
present results demonstrating a direct relationship between PAL (driven
by its endogenous promoter) and C4H activity in plants in which C4H
levels have been reduced by transgene expression. Down-regulation of
PAL can even be observed in plants exhibiting abnormally high PAL
activities, as a result of expression of a bean PAL
transgene, when crossed with a C4H antisense line. However, because of
biological variation in progeny plants, it is necessary to analyze
quite large populations of plants to confirm statistically significant effects.
We propose that reduced C4H activity puts a "brake" on flux into
the phenylpropanoid pathway, and that this leads to feedback down-regulation of PAL. If this brake is sensed rapidly, there may be
little experimentally measurable increase in the cinnamic acid pool,
due to the corresponding decrease in cinnamic acid production through
the PAL reaction and further metabolism of cinnamate. Indeed, the
present experiments indicate that the cinnamic acid pool in plants with
genetically modified C4H activity simply reflects the overall PAL
and/or C4H activities, rather than the ratio between the two
activities. That the total free cinnamic acid pool is not constant, as
might be predicted if there were a threshold concentration that
triggered down-regulation of PAL, suggests that there may be some
compartmentation of cinnamate in planta, with a subfraction of the
total pool involved in the feedback mechanism. This idea is consistent
with previous demonstrations of the presence of both soluble and
microsomally associated PAL in plants (Czichi and Kindl, 1977 ; Hrazdina
and Jensen, 1992 ; Rasmussen and Dixon, 1999 ).
If C4H is to function as a component of a flux sensing mechanism, its
own expression should be independent of changes of flux into the
phenylpropanoid pathway. This idea is strongly supported by the lack of
a reciprocal relationship between C4H and PAL activity in transgenic
plants with genetically down-regulated PAL activity.
The mechanism by which PAL is feedback down-regulated may be complex,
since endogenous application of cinnamic acid can inhibit the enzyme
activity itself, inhibit PAL transcription, and induce the synthesis of
a proteinaceous inactivator of PAL (Lamb, 1979 ; Bolwell et al., 1986 ;
Mavandad et al., 1990 ). Any or all of these effects could occur in
plants with down-regulated C4H. The 10-6 PAL over-expressing line
contains the bean PAL transgene under control of its own promoter plus
35S promoter enhancer sequences. It should, therefore, respond to
endogenous factors that affect PAL transcription, and transcriptional
effects appear likely from the reduced levels of PAL transcripts in PAL
over-expressing progeny that also harbor the C4H antisense transgene.
It is perhaps surprising that down-regulation of C4H expression should
lead to reduced PAL activity but not to reduced CHS activity, because
expression of CHS, like that of PAL, has been shown to be inhibited by
cinnamic acid at the transcriptional level (Loake et al., 1991 ). A
possible explanation is that transcription of CHS is stimulated by
4-coumaric acid (Loake et al., 1991 ), levels of which are, like those
of cinnamic acid, proportional to C4H activity in tobacco (J.W. Blount,
unpublished results).
Previous studies have shown that PAL is the rate-determining step for
the synthesis of CGA in tobacco leaves, with a flux control coefficient
(Kacser et al., 1995 ; Stitt and Sonnewald, 1995 ) of 1.0 (Bate et al.,
1994 ; Howles et al., 1996 ). Furthermore, when reduced below a threshold
of 20% to 25% of wild-type activity, PAL becomes a
rate-limiting step for lignin synthesis (Bate et al., 1994 ; Howles et
al., 1996 ). Reduced C4H activity is also correlated with reduced levels
of Klason lignin (gravimetrically determined insoluble lignin). For
example, lignin levels were shown to be reduced to approximately 20%
of the wild type in line 13B, which has an approximately 80% reduction
in C4H activity. Indeed, there is a near linear relationship between
the level of C4H activity and Klason lignin content for plants in which C4H activity is reduced below wild-type levels (Sewalt et al., 1997a ).
At first sight, the present results appear to show, paradoxically, that
C4H also has a very high flux control coefficient for synthesis of both
CGA and lignin in tobacco, which is inconsistent with flux control
theory (Kacser et al., 1995 ). This implies regulatory cross-talk
between the PAL and C4H gene/enzyme systems, and this can be explained
by the feedback mechanism proposed above. Increasing the activity of
PAL (Howles et al., 1996 ; Sewalt et al., 1997a ) or C4H (Sewalt et al.,
1997a ) does not lead to increased production of lignin, indicating the
presence of downstream flux control points, probably at the level of
the reactions specific for monolignol synthesis.
Because of the above feedback phenomenon, it is not easy to determine
at what level reduction in C4H activity begins to lead to reduced
phenylpropanoid synthesis. However, in the limited number of plants we
generated from the PAL over-expressor/C4H antisense cross with reduced
C4H but not reduced PAL, there was an apparent reduction in the levels
of rutin and CGA compared with those in the PAL over-expressing parent,
suggesting that modest reduction in C4H activity can of itself result
in reduced phenolic levels.
In summary, the use of transgenic approaches to modify early
phenylpropanoid pathway enzyme activity levels provides independent support for the model, previously suggested on the basis of essentially pharmacological experiments, that PAL is regulated by negative feedback
control exerted at the level of C4H activity. This feedback may occur
at both the transcriptional and post-transcriptional levels (Dixon and
Lamb, 1990 ). Confirmation of the in vivo operation of a feedback
regulatory loop for PAL expression sets the stage for future studies
aimed at analyzing the molecular mechanisms involved.
 |
ACKNOWLEDGMENTS |
We thank Tom Wallace for assistance with the growth and
maintenance of plants, Cuc Ly for artwork, and Drs. Ken Shirasu and Marilyn Roossinck for critical reading of the manuscript.
 |
FOOTNOTES |
Received April 30, 1999; accepted September 3, 1999.
1
This work was supported by the Samuel Roberts
Noble Foundation.
2
Present address: Department of Plant Pathology,
University of Arkansas, Fayetteville, AR 72701.
3
Present address: Faculty of Agriculture, Mu'tah
University, Karak, Jordan.
4
Present address: Waksman Institute, Rutgers,
State University of New Jersey, 190 Frelinghuysen Road, Piscataway, NJ 08854.
*
Corresponding author; e-mail radixon{at}noble.org; fax 405-221-7380.
 |
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